Regulatory counsel for regulated finance
A specialist regulatory practice for firms that hold, move or lend money
Talk to us
Clients come to us to become authorised, and stay for everything that follows.
Clients include
How we support you
Five practices, one team from the first permission to the annual audit.
All services- AuthorisationChoosing the right permission, preparing the application and handling the regulator until the decision.
- Compliance and governanceThe framework, monitoring, returns and board reporting that keep an authorised firm in good standing.
- Financial crimeAnti-money laundering and sanctions frameworks, risk assessments, transaction monitoring and independent reviews.
- Safeguarding and client moneySafeguarding and client money arrangements, reconciliations and readiness for the annual audit.
- Regulatory response and remediationInformation requests, skilled person reviews, changes of control and remediation, handled with the regulator.
Payment, e-money, crypto, lending, insurance and investment firms
From a founding team seeking its first permission to an established group adding a market.
Licences
Each licence has its own guide, reviewed by our licensing team.
Tools and trackers
Free tools for founders weighing an authorisation.